Ability to choose settlement between OTC, use of a CCP or ETC (where available)

• Post trade confirmation up and downloads
  • For export to third party settlement systems : e-matching initiatives,
  • Or In-House Middle and Back-Office systems
  • Each trade has an audit Trail
    – all deal records kept forever
  • Administrators/ Regulators can access specific trade data fund by fund

RFQ-hub provides a platform which helps demonstrate competing quotes from counterparties selected by the asset manager

• Transaction lists upload from
  • MS Excel
  • Other modelling tool
  • Order Management System (OMS)
• Prepare the trade before execution
  • Decide on fund split & allocation
  • Assign clearer/PB
  • Pre-trade give-up/ISDA check
  • Additional trade authorisation and record keeping
  • Counterpaties selection and beginning of the RFQ process

Audit trail of each trade to demonstrate best execution